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The basic operation of a heat pump water heater (HPWH) can be readily understood
by examining it as a black box, without regard to the inner workings. Using this
simplified approach, Figure 1 illustrates the three energy flows involved with a typical
HPWH. The HPWH consumes electric energy and it removes heat from the heat source,
producing a cooling effect. The energy gained is then delivered by the HPWH as heating
output. For an air-source HPWH, the heat source is usually warm, humid interior air.
Water-source heat pumps usually rely on a
chilled water loop or a cooling tower loop as a heat source.
HPWHs use a small amount of electricity to upgrade the
temperature of a large amount of heat and deliver it to meet a thermal load. The
water heating efficiency of a heat pump water heater is always greater than 100%, and
usually substantially greater. In addition to the water heating output, HPWHs often
provide a useful cooling and dehumidification effect with no additional energy
input.
Figure 1
Heat Pump Water Heater Energy Flow
The electric energy input results in two useful
effects: cooling and heating. The heating output (electrical input + heat removed from the
heat source) is applied toward a water heating load. The cooling output is often used to
cool and dehumidify the interior of a building. Since HPWHs have efficiencies greater than
100%, water heating efficiency for a HPWH is described by the coefficient of performance
or COP, instead of using the term "efficiency." The water heating COP is
the ratio of the useful water heating output to the electric energy input.
Under typical conditions, an air-source HPWH delivers about 10,000 Btuh of water
heating for every kilowatt of electric power it uses. It typically achieves a maximum
temperature of about 130-150°F depending on the refrigerant used. While heating water,
the HPWH also provides a cooling effect of about 6700 Btuh per kilowatt. Like a
conventional air conditioner, typically about 75% of the cooling output is sensible
cooling and 25% is latent cooling or dehumidification at standard rating conditions.
The fundamental principles of operation for a HPWH are the same as those of a
room air conditioner, a refrigerator, or an air-to-air heat pump. The basic functional
components of a heat pump water heater are the evaporator, compressor, condenser, and
expansion device, as shown in Figure 1.
Figure 1
Heat Pump Schematic
Heat is transferred by the flow of refrigerant (currently HCFC-22 or HFC-134a), taking
advantage of the large amount of heat absorbed and released when the refrigerant
evaporates and condenses. The flow of refrigerant is caused by the pressure differential
created by the compressor. The compressor and condenser operate at higher pressure; that
portion of the refrigeration system is called the high side. The portion containing the
evaporator and the expansion device is called the low side. The compressor pulls
refrigerant from the evaporator on the low side and discharges it to the condenser on the
high side, much like a pump lifting water uphill. The expansion device resists the flow of
refrigerant back to the low side, maintaining the pressure differential.
The
Refrigeration Cycle
The refrigeration cycle is best understood by following a portion of the refrigerant
around the cycle. The processes that occur in the major components are described in the
following paragraphs. Compression
Drawn by the compressor, refrigerant gas (vapor) leaves the evaporator at low pressure
and low temperature and flows through the suction line to the compressor. As the
compressor compresses the vapor to a higher pressure, its temperature rises (in the same
manner as a bicycle pump becomes warm when pumping up a tire).
Refrigerant leaves the compressor as a high-temperature gas at high pressure. Condensation
The compressor pushes hot, high-pressure refrigerant through the discharge line to the
condenser. The condenser is simply a heat exchanger that removes heat from the hot gas and
releases it to a heat sink (for HPWHs, the water being heated). The removal of heat from
the hot gas causes it to condense to a liquid.
Refrigerant leaves the condenser as an intermediate-temperature liquid at high
pressure. Pressure
Drop and Expansion
Liquid refrigerant flows from the condenser through the liquid line to the expansion
device. By acting as a flow restrictor, the expansion device maintains high pressure on
the condenser side and low pressure on the evaporator side. In larger commercial heat pump
water heaters, the expansion device is an expansion valve. In smaller systems, it may be a
capillary tube.
As the liquid moves through the expansion device, its pressure is suddenly
lowered. The pressure drop causes some of the liquid refrigerant to flash (evaporate very
quickly) into vapor. The evaporation of a portion of the liquid cools the remaining
liquid, in the same way evaporation cools your skin when you step out of the shower.
Refrigerant leaves the expansion device as a low-temperature mixture of gas and liquid
at low pressure. Evaporation
The cold, low-pressure mixture of liquid and gas refrigerant then flows to the
evaporator. The evaporator is another heat exchanger that allows heat to move from a heat
source (the air inside a building for most air-source HPWHs) to the refrigerant. As the
liquid refrigerant evaporates to a gas, the evaporator removes heat from the heat source.
The evaporator in an air-source HPWH provides a cooling and dehumidification effect for
the building interior as the evaporator removes heat from the air. Dehumidification takes
place only when the evaporator surface temperature is below the air's dewpoint
temperature, allowing moisture to condense.
Refrigerant leaves the evaporator as a low-temperature gas at low pressure, completing
the cycle. The cycle is continuous while the machine is in operation, with refrigerant
continuously moving through each part of the system.
Most vapor compression refrigeration devices are dedicated to achieving only a single
effect. Refrigerators and air conditioners remove heat from food storage compartments and
building interiors. In winter, space conditioning heat pumps deliver heat to the interior
of a building. The energy flow on the other side of the cycle is incidental. Heat pump
water heaters achieve higher efficiency by accomplishing two useful functions
simultaneously. They cool the building interior while heating water. See Figure 2. Unlike
conventional devices, there is no "waste" of output.
Figure 2
Heat and Energy Flow in a HPWH Refrigerant Circuit
Coefficient of Performance: the
Multiplier Effect
Coefficient of Performance (COP) is simply a measure of efficiency or the amount of
useful output achieved for a given input. For example, an air-to-air heat pump might
operate at a COP of three under favorable heating season conditions. This means that it
delivers three units of heat to the building interior for each unit of energy consumed as
electric energy.
HPWHs and other refrigeration devices are able to move more energy than they
consume by taking advantage of the large amount of heat absorbed and released when the
refrigerant evaporates and condenses. Air conditioners, refrigerators, freezers, and
air-to-air heat pumps all operate similarly, with COPs normally about 1.7 to 3.2. However,
they obtain a useful benefit only on one end of the heat transfer process.
In the example of Figure 3, the refrigeration device provides two units of cooling and
consumes one unit of electric energy. The COP for the cooling process is 2.0. If the
device is used for heating, the COP is 3.0.
Figure 3
COP of Conventional Refrigeration Device
Figure 4 illustrates the heat and energy flows typical of a commercial heat pump water
heater. Notice how the HPWH uses the electric energy input to create two useful energy
flows. It achieves the same cooling effect as in the previous example while also making
use of the heating effect. An energy "investment" in one unit of electric energy
yields energy "dividends" of two units of cooling and three units of heating.
Figure 4
COP of HPWH System
Using more specific figures, a typical HPWH operating at
normal conditions delivers about 10,000 Btuh of water heating for every kilowatt of
electric power input (the equivalent of 3413 Btuh). About 15 gallons of water can be
heated per hour through a temperature change of 80°F. The coefficient of performance for
water heating is 10,000 / 3413 or about 2.9. In addition, about 6600 Btuh of cooling and
dehumidification capacity is delivered for the same one-kilowatt input. The total water
heating output is approximately equal to the sum of the electric power input and the
cooling capacity.
Rule of thumb: For each kilowatt of electric power input, a typical HPWH operating at
normal conditions delivers about 10,000 Btuh of water heating and 6600 Btuh of cooling and
dehumidification.
These rule-of-thumb values agree closely with the actual specifications for most
specific HPWHs applied in typical conditions. As an example, one commercially available
HPWH model uses five thousand Watts (17,100 Btuh) of electric power to deliver 50,000 Btuh
of water heating and 31,500 Btuh of cooling. A total of 81,500 Btuh of useful heat flow is
provided.
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